As a director of a Company not currently subject to SOX legislation you might ask yourself what are the benefits of undertaking such a study? The following is a listing of the principle benefits to be obtained through the risk assessment process:

	Strengthening internal and operational controls
	Elimination of duplication of processing functions
	Minimization of personnel requirements
	Strengthened interaction between departments and between management and staff
	Improved control over costs
	Reducing the risk of fraud and/or deceptive business practices

BrookWeiner L.L.C. has been undertaking such studies for both its audit clients and as stand-alone projects for non-audit clients. Our team of CPAs and CFEs (Certified Fraud Examiners) provide this service directly to family and mid-size business and also as sub-contractors of other CPA firms. Our team of experts can make the process both efficient and effective.

For additional information please contact Sherwin Brook or
Sheldon Weiner.